Read This!The MAA Online book review column
The Golden Section
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As most readers of MAA Online know, the golden section is that which
results when a line segment is divided into two pieces such that the ratio
of the whole to the larger is the same as the ratio of the larger to the
smaller. That is, if the segment has length 1 (which it may as well) and
the larger piece has length x, then 1/x = x/(1 -
x). This gives x =
=
.618033988. The reciprocal of this, 1.618033988 , has been denoted by a
variety of symbols, but
I think is the most
common and the one I will use. Professor Walser prefers t, which is also fine, and lets r denote
- 1. The
number
has many properties, including
, which is the same as
, leading to the unique and picturesque continued
fraction
Many readers of MAA Online may assume, since Professor Walser says
that it has turned up in so many places since antiquity, that the golden
section has been part of human consciousness for a long time. This is not
so. The earliest use of "golden section" was in a German book published in
1835, a consequence, as one commentator put it, of "German romanticism".
It did not appear in an English mathematical work until 1898. In 1509,
Luca Pacioli called it the "divine proportion" but before that it was
referred to, when it was referred to at all, as Euclid did, as "division in
extreme and mean ratio." Pacioli's reasons for the proportion's divinity
had nothing to do with geometry, architecture, music, or art. His reasons
were all mystical and must be understood mystically. Roger Herz-Fischler
gives them in his valuable A Mathematical History of Division in Extreme
and Mean Ratio [1]. "The first is that it is
one only and not more." "The second attribute is that of the Holy
Trinity." The third was that .618... is irrational. The other reasons
were equally mystical, that is to say irrational and not to be understood
by using reason. Herz-Fischler says (page 150 of the Dover edition), "I
insist upon the fact that Pacioli does not recommend the use of [the golden
section] in determining the proportions of works of art and architecture."
The belief that
has, through the ages, been
purposely built into buildings, paintings, or sonatas, or that it is
somehow part of the world or of our brains is one that has sprung up fairly
recently.
For example, the idea that a rectangle with dimensions
and 1 (or, equivalently, 1 and
- 1) is the one that is aesthetically most pleasing
seems to have gotten a start in the 1860s, though too many authors repeat
this as if it were part of the wisdom of the ages. (In what follows, I am
drawing on another invaluable resource [2].)
Back then, one Gustav Fechner presented subjects with ten rectangles and
asked them which they thought was the nicest. The rectangles varied from a
square to one whose sides had the ratio of 2 to 5 that is, with
aspect ratios from 1 to .4. The three rectangles in the middle, those with
aspect ratios .57, .62, and .67, were chosen by 76% of the subjects.
Well, of course. Squares are dull, long flat rectangles look as if they
had been stepped on, and tall skinny rectangles make us nervous-they look
as if they may fall over any minute-so naturally something in the middle
gets picked. But the golden section has nothing to do with it. Further
studies have shown that
-rectangles are in fact
not the prettiest. There is now (at least there was when this was written)
a Web poll on the subject, which may be found at
http://homepage.esoterica.pt/~madureir,
that has rectangles with width 54 and heights 65, 68, 72, 77, 81, 87, 96,
108. The sixth is close to a golden rectangle, but it has been picked as
the most pleasing rectangle by only 12% of the 1501 respondents to the
poll. The 54-by-72 rectangle is the clear winner, with 30% of the votes.
(The percentages of respondents choosing each of the eight rectangles are,
respectively, 9, 3, 30, 16, 19, 12, 5, 8.) If you measure books, a handy
source of rectangles, you will find that almost none has dimensions that
come close to those of a golden rectangle. A golden-rectangle book looks
too tall and skinny. Professor Walser's book measures 9 inches by 6
inches, not 6
inches by 6 inches.
The facts are similar for the other bits of nonsense that are attached to
. Someone once said, perhaps on mystical
grounds, that the height of the human body was divided at the navel in the
ratio of 1 to
, but it is not so, even for the
most aesthetically pleasing of humans. People have gone to the trouble of
measuring navel heights, one not being able to resist mentioning a
"ticklish subject," and found that the ratio is, on the average, 1 to
something larger than
The ancient Egyptians did
not use
in designing their pyramids. How could
they, since they had no notion of irrational numbers? The Parthenon does
not have
built into it, as many authors have
asserted-the evidence seems rather better for 9/4 = 2.25. It must be the
human thirst for marvels and wonders, combined with the human ability to
see patterns where there are none, that accounts for such assertions.
Artists did not use
when composing, even though
the writings of those whose heads have been turned by
are full of pictures of pictures, from Michelangelo
to Seurat and beyond, with golden rectangles in them. I would undertake to
find a golden rectangle in any picture, even a Jackson Pollock:
pictures have so many points of significance in them that would not be hard
to find four that come close to forming a rectangle similar to a 1-by-
one. Indeed, on the cover of Professor Walser's book
we see a reproduction of da Vinci's Mona Lisa with three
golden-looking rectangles superimposed on it. Two of them may have been
inserted for decoration only, but the one framing the subject's face looks
as if it was there to illustrate Leonardo's use of
. But it doesn't quite fit. Its right-hand side
almost goes to the start of the hair but not all the way; its lower edge is
a bit below the chin. Did Leonardo lay out a golden rectangle before
starting to paint? I suppose we cannot know for sure, but I think that the
face came first, not any geometry.
Some writers have claimed that Mozart used
to
divide his piano sonatas into parts. John Putz, writing in Mathemtics
Magazine [3], convincingly showed that
is not in the sonatas by giving a mathematical
explanation of how misguided people could conclude that it was. But he
could not resist writing, "Mozart may have known of the golden section and
used it." He took that back, sort of, in his next sentence, but ended
with, "Perhaps the golden section does, indeed, represent the most pleasing
proportion." Thus does nonsense rise up, though feebly, even in
publications of the MAA.
Though
is not part of the physical world, there
is no doubt that it turns up in many different places. The reason for that
is easy to see. It is an instance of Richard Guy's Law of Small Numbers,
that there are not enough small integers available for the many tasks
assigned to them. The origin of
is
x2 = x + 1, a quadratic equation with very small
integer coefficients. Quadratic equations occur often in mathematics, so
it is no surprise that among them the one for
would occur more than once. If
were a root of
25x2 = 26x + 24, then I would be surprised to
encounter it in more than one place, but as it is I am no more astonished
than I am that there are three dimensions, three ships of Christopher
Columbus, three subjects in the trivium, three degrees of burns, and three
bags of wool (one for my master, one for my dame, and one for the little
boy who lives down the lane). Three comes up a lot, and so does
x2 = x + 1.
Professor Walser, to his credit, indulges in no
-nonsense at all. His book is devoted to simple
mathematics, mostly geometry, that in one way or another involves
. It is clearly written and contains material that
will be new to most readers of MAA Online. For example, let us
construct a fractal by starting with a line of length 1 and adjoining to it
two other lines of length s, emanating from the end of the line at
120o angles, making a y-shape. The proceed by
self-similarity, constructing two more smaller ys with branch length
s2, then four more, and so on. If s is too small
the branches won't touch, if s is too big they will overlap, but if
s is just right there will be in the limit no space between them.
Just right is s = 1/
. There are many more
examples with a wide variety of fractals.
For another example, take an ellipse and construct a circle whose diameter
is the line segment joining the foci of the ellipse. For which ellipse
will the area of the circle be the same as the area of the ellipse? For
the ellipse
with
The reason for this, of course, is that the
geometry gives
.
The regular pentagon is full of
s, and the
Fibonacci sequence is also
-ful. Though
is not everywhere, it keeps popping up.
Inscribe a regular icosahedron in a unit cube and you will find that its
side length is 1/
. The book is filled with
delightful material like that, clearly explained and plentifully
illustrated, all at a level well within the grasp of any reader of MAA
Online. Here is one final example, selected to show that
does not occur only in geometry. Let us play a
coin-tossing game where the first player to toss a head wins. The game is
biased in favor of the player who tosses first, of course, so let give the
second player two tosses after each toss of the first player. Even taking
turns as A, B, B, A, B, B, A, ... leaves the advantage with A, so let
us weight the coin so that the chance of tossing a tail is greater than
1/2. The probability of a tail that makes the game fair is, as you may
have guessed by now, 1/
.
Get this book, have fun with
, and marvel at its
ubiquity in mathematics. The number needs no
-foolishness about rectangles and navels to make it,
and this book about it, interesting
2. George Markovsky, Misconceptions about the golden ratio, College Mathematics Journal 23 (1992) #1, 2-19.
3. John F. Putz, The golden section and the piano sonatas of Mozart, Mathematics Magazine 68 (1995) #4, 275-281.
Publication Data:
The Golden Section, by Hans Walser, translated by Peter Hilton with the assistance of Jean Pedersen. Mathematical Association of America, 2001. Paperbound, xiii+142 pp., $26.95 ($20.95 for MAA members), ISBN 0-88385-534-8. Originally Der Goldene Schnitt, 1993, second edition 1996, Teubner, Stuttgart.
Woody Dudley (dudley@depauw.edu)
teaches at DePauw University. His
Numerology (an MAA publication)
contains some material on ![]()
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Read This! is the MAA Online book review column. Contributions are welcome; contact the editor if you'd like to be one of our reviewers. Books for review should be sent to the editor: Fernando Gouvêa, Dept. of Math&CS, Colby College, Waterville, ME 04901. Publishers, please check our reviews information page.
MAA Online is edited by Fernando Q. Gouvêa (fqgouvea@colby.edu). Last modified: Sat Dec 15 14:58:58 -0500 2001