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How much mathematics is used in various occupations? What kind and in what ways? Are there any implications for teaching or learning? Answers to these questions will vary with the jobs -- auto workers use mathematics differently from biologists -- and with the perspectives of those who do the looking. In the past few years, researchers (mainly in mathematics education) have observed auto workers, nurses, bankers, biologists, ecologists, and others, as they go about their day-to-day activities.
While all such studies have gathered empirical data on the mathematics used in various workplaces, they have also investigated such things as the nature of modeling and abstraction, the role of representations, and various associated learning difficulties. Below is a description of several such studies conducted in the U.S., U.K., and Canada, progressing from mainly empirical to more theoretical. We do not here discuss any of the equally interesting studies of Brazilian street sellers or South African carpenters that are often classified as ethnomathematics.
Ten sites involving high-volume assembly work
required only minimal mathematics; most workers
repeatedly did the same small set of actions,
such as bolting on components using air-pressure
wrenches, with manual dexterity, eye-hand coordination,
and visual acuity being very important. The
mathematical demands on the majority of these
workers were limited to counting, measurement,
arithmetic with whole numbers or decimals, and
interpreting numerical information; only a small
number of quality control workers did jobs with
more mathematical content. At three sites having
a "team" structure which included the two Japanese
"transplants," there were higher mathematical
demands -- more diverse numerical calculations
including ratios and rates, translation among
fractions, decimals, and percentages, and evaluation
and interpretation of algebraic expressions such as
Smith concludes that for such durable goods
manufacturing jobs, which admittedly constitute
only about 8% to 9% of all U.S. nonfarm wage and
salary jobs, "The equivalent of an eighth-grade
mathematics education is adequate." However,
there are caveats. This mathematics needs to
be taught within "situated, problem-based curricula"
that narrow the gap between "abstract" mathematics
and its uses in the world. There also needs to be
more emphasis on visualizing, orienting, plotting,
locating, and reasoning in two- and three-dimensional
coordinate systems and an introduction to trigonometry
as soon as students can conceptualize ratios.
[Cf. "Tracking the Mathematics of Automobile Production:
Are Schools Failing to Prepare Students for Work?",
American Educational Research Journal 36:4,
835-878, 1999.]
All nursing textbooks examined mentioned "the nursing rule"
for calculating drug dosages, one version of which is,
A simple within-measure scalar strategy was observed
as two nurses prepared a morphine prescription. They
needed to administer 1.5 mg of morphine packaged in
20-mg ampules diluted in 10 ml of fluid. The mental
calculations of one nurse at the time were verbalized
as, "Ten in five; five in two point five; one in
point five, . . . . Zero point seven five." When
interviewed later, she explained that she had made
the following parallel computations: Given 20 mg
in 10 ml; that's 10 mg in 5 ml; so that's 5 mg in
2.5 ml; 1 in 0.5; and 0.5 in 0.25; and then 1.5 in 0.75.
The usual explanation for employing such seemingly
awkward calculations is that they tend to preserve
the proportion in the (situated) quantities, rather
than having to work abstractly to calculate
(1.5/20) x 10.
A variant of an across-measure
functional strategy occurred when another nurse needed
to give 120 mg of the antibiotic, amakacine, prepared
in 100 mg per 2 ml vials.
When interviewed, she explained, "With amakacine,
whatever the dose is, if you just double the dose,
it's what the mil is." In effect, this amounts to
a transformation of dose mass (120 mg) to dose volume
(2.4 ml) by doubling and moving the decimal point.
Since the relationship of mass to volume is fixed
for a given concentration of drug, one can calculate
(120 x 2)/100 instead of (120/100) x 2,
obtaining an ml answer by beginning with the number
of mg.
The researchers concluded that the nurses had a
"culturally shared set of calculational strategies
that served as well as, if not better than, the
abstract rule they were taught," that "they had
abstracted a concept of concentration" which could
be seen as an example of situated abstraction.
[Cf. Celia Hoyles, Richard Noss, and Stefano Pozzi,
"Proportional Reasoning in Nursing Practice,"
Journal for Research in Mathematics Education
32:1, 4-27,2001.]
The bank employees spoke their own specialized language;
they saw dozens of distinct financial instruments whereas
Noss and Hoyles saw them all as more or less the same.
For example, treasury bills were considered distinct from
certificates of deposit because of the way interest was
calculated. Indeed, when asked the question, Suppose you
want $100 in one year. You have the chance of buying a
simple instrument (say a CD) paying 8% or an instrument
(like a Treasury bill) which offers a discount over the
year again of 8%. Which would you choose and why?,
many employees gave situated, rather than abstract
mathematical, answers. For instance, one person rejected
the artificial world of simple interest and answered in
terms of the bank's practice of compounding interest,
I would choose the Treasury bill. The discount will
take account of the compound interest and will make the
Treasury bill cheaper to buy than the simple interest
instrument.
While graphs were a part of the language of communication
in the bank, they were not viewed holistically. For example,
employees were asked to indicate which of four graphs
(without explicit scales) showed the following combined
scenarios most realistically: An agent received commission
for each transaction he makes as follows: (a) for transactions
less than $30,000 . . . $750 plus 2 1/2 % of the transaction;
(b) for transactions more than $30,000 . . . 5% of the
transaction.
To answer this, many added scales to the
graphs and worked out commissions at specific points.
Only when a graph represented real data, as if in an
oddly displayed table, could they proceed. For them,
"Graphs were just pictures of numbers, not graphical
representations of functional relationships."
In the conventional view of modeling, one translates
the situation into (abstract) mathematical terms, finds
a mathematical solution, and translates that back to
the "real world." Noss and Hoyles see this as simplistic.
Instead, they had bank employees explore various interest
rate scenarios by modifying specialized programs, thereby
encouraging them to generalize and abstract while
staying close to the banking setting. As the employees
edited the programs, switching variables and parameters
to model various financial situations, the mathematical
and banking structures and their interconnections became
more visible and meaningful to them. In this way, the
specialized software was not a black box. One
pedagogical challenge Noss and Hoyles see is "to employ
technology which has contributed so much to the
invisibility of mathematics, in order to make these
meanings visible." [Cf. "The Visibility of Meanings:
Modelling the Mathematics of Banking," International
Journal of Computers for Mathematical Learning 1:1,
1996, 3-31.]
As the work proceeded, it became clear to everyone
just how differently biologists and mathematicians/statisticians
view the task of modeling. The mathematicians wanted
to quickly turn a jointly agreed upon schematic
conceptualization of the problem (a kind of flow-chart
of observed aphid-wasp-fungus behavior) into an
interesting mathematical project not directly related
to the data on aphid populations. For the mathematicians
in the first group, this meant a simplified set of
differential equations which they could analyze. For
the mathematicians in the second group, this meant
investigating the effect of aphids' genetic resistance
to wasps and fungus on their birth and death rates,
despite the fact that the experimental data showed no
significant variation. As a result, the biologists
in both groups became frustrated -- although they
learned a lot of mathematics, they "learned nothing
or almost nothing about the system."
At the root of the difficulty lay not only the
differing perspectives coming from the two disciplines,
but also their respective views of what models are for.
The mathematicians thought in terms of mimicking the
situation, i.e., providing a model that is both descriptive
and predictive, often of large scale phenomena. The
biologists, on the other hand, felt that biological
systems are far too complex for this -- they wanted
models to address specific biological questions,
e.g., the population dynamics of pea aphids. They
saw the role of models as stimulating conjectures,
ruling out possibilities, and serving as 'experiments'
for theoretical claims. As Carlos, the other instructor
explained, Darwin's theory of natural selection was
a model, which though now questioned by biologists,
ruled out Lamarckian and other previous theories
and allowed a first approximation explanation for
evolution. Rather than striving for a good 'fit'
between model output and empirical data, one seeks
a good 'fit' between one's understanding of
biological processes and the model. Models
are a way of understanding, much like metaphors.
It was suggested that perhaps many of our assumptions
about how models are constructed and used in science
should be reevaluated. The idea that one
"gathers all the relevant information, creates the
appropriate mathematical relationships, enters the
data, runs the model, and then learns from the results"
seems too simplistic for many situations.
[Cf. Erick Smith, Shawn Haarer, and Jere Confrey,
"Seeking Diversity in Mathematics Education:
Mathematical Modeling in the Practice of Biologists
and Mathematicians," Science and Education 6:5,
441-472, 1997.]
One population graph, typical of that found in
introductory ecology textbooks, displayed birth and
death rates versus population density.
It showed a
concave down parabolic birth rate superimposed on an
increasing linear death rate. When Roth asked his
subjects about this graph, not only did he find that
students incorrectly attended to the height of the
graph instead of its slope and vice versa, he also
found some scientists interpreted b-d<0, where
b=birth rate and d=death rate, incorrectly
as a situation where the population goes extinct.
Rather than saying what this graph meant 'en bloc,'
the scientists moved back-and-forth between individual
features of the graph and various natural phenomena,
trying to relate individual aspects of the graph to
particular phenomena. For example, they asked
whether the maximum of b or the maximum of
b-d was relevant. Meaning for the graph was
slowly constructed and emerged only after
considerable interpretive activity.
Using the language of semiotics (sign-referent-interpretant),
Roth observes that, unlike words where recognition is
often instant and meaning clear (as with the word 'graph'),
graphs themselves are neither unequivocal nor complete
signs pointing to unique 'natural objects.' He conjectures
that individuals move from viewing graphs as things to
considering graphs as signs which come to stand for
'natural objects,' and only subsequently, as was the
case for his physicists and theoretical ecologists,
do graphs become 'natural objects' in their own right.
Roth sees implications for science professors and teaching
assistants who try to explain the meaning of graphs. For
the instructors, the graphs are largely transparent so
they talk about the phenomena without elaborating the
correspondence between individual aspects of graphs
and particular phenomena. For the students, there is
then a double problem -- they neither know the phenomena
nor have they constructed the graph as a sign object.
[Cf. "Unspecified Things, Signs, and 'Natural Objects':
Towards a Phenomenological Hermeneutic of Graphing,"
Proceedings of PME-NA 20 (Vol. I), 291-297, 1998.]
In another study, Roth asks whether scientists are
competent readers of graphs generally or whether
they mainly have intimate knowledge of their fields
and of particular graphs. He notes that Cartesian
graphs are central to scientists' representations of
the world. Scientists use graphs to construct phenomena,
prove the existence of phenomena, and for rhetorical
purposes in publications. He found more than 420
such graphs in 2,500 pages in five top-ranked ecology
journals. To better understand how professionals read
familiar and unfamiliar graphs, sixteen practicing
scientists who had an M.Sc. or Ph.D. and at least
five years experience doing independent research
were asked to interpret the same set of three graphs
(including the above population graph) and to explain
one or more graphs from their own publications.
For an individual, Roth sees two fundamental difficulties
in learning to read graphs of natural phenomena:
(1) Structuring -- learning the arbitrary, but
conventional, relations that exist between aspects of
a graph and the phenomena represented. (2) Grounding --
interpreting graphs which generally contain little
contextual information, that is, seeing graphs as
describing specific phenomena. Two individuals, Ted and
Karen, are used to illustrate the different roles played
by structuring and grounding as individuals read unfamiliar
and familiar graphs. When Ted, a physicist, interpreted
the above population graph he struggled (as did 6 others
of the 16) to make sense of it. He first made general
observations such as, "rate would be a number differentiated
by time, so this would be a measure of change," and later
drew on resources from everyday life, "The birth rate
increases to a maximum . . . probably because of limits
in the environment or competition or disease or overcrowding
or social problems within the population" to help him make
sense of the graph. He repeatedly went back-and-forth between
structuring and grounding.
Karen, a water technician, routinely reads graphs produced
by a recorder monitoring the water level of a creek
flowing through a local watershed. For her, these
graphs are transparent -- she is able to leap directly
to the things in her world. She can explain to visitors
the meaning of the graphs on-the-fly, "In a really, really
incredible rain event, we get right to the top here
it's 5,000 liters per second . . . because we're getting
run-off from all the pavements, rooftops, roadways . . .
If that low in the summer gets below the first square,
we dry up, farming cannot occur." Karen shows that,
based on her four-year experience working in the valley,
she can go effortlessly back-and-forth from a peak in
the graph to an "incredible rain event" and from the
natural phenomenon of "summer" to the graph being low
(i.e., from sign to referent and back again). She is
familiar with the geographical area, the measuring device,
and the farming practices in the area. As a result,
she can point to a "blip" in the graph and say, "this
is a non-natural event, a natural event has a duration,
kind of has a roundness . . . that's an obvious clogged
pipe." For Karen, reading the graph is as transparent
as reading a newspaper. Roth found a similar
transparency and intimacy when scientists discussed
graphs from their own research, but chose to describe
Karen to avoid having to provide arcane technical background.
Roth sees the competent interpretation of graphs
as requiring more time than traditional instruction
has allowed. Students need experiences that develop
competency with both graphs (the expressive domain) and
the world (the referent domain), as well as translations
between the two. [Cf. "Professionals Read Graphs (Imperfectly?),"
Proceedings of PME-NA 21 (Vol. 1), 385-391,1999
and the accompanying paper, "Professionals Read Graphs:
A Semiotic Analysis."]
Mathematics in Automobile Production
To check claims that today's workers need higher
levels of mathematical skills, at least for those
automobile industry jobs open to high school graduates,
John P. Smith, III of Michigan State University
undertook a three-year observational study of
sixteen diverse sites employing 7,500 automobile
production workers. He made thirty-nine visits,
totaling ninety hours of observation, to sites
varying from two Japanese "transplant" suppliers
to various U.S. and Canadian suppliers, final assembly
plants, and "after market" suppliers. He found three
kinds of mathematical domains embedded in workers'
activities: measurement, numerical and quantitative
reasoning, and spatial and geometric reasoning.
Proportional Reasoning by
Nurses
How do nurses calculate drug dosages on
the ward? As a part of a larger
study, researchers watched twelve pediatric
nurses in a specialist U.K. children's hospital
for a total of two hundred and fifty episodes,
with thirty related to intravenous drug administration
(all error free). They observed a variety of
situated proportional reasoning strategies; to take
a hypothetical example, a nurse might have to administer
300 mg of a drug that comes as 120 mg diluted in 2 ml of fluid.
Modeling the Mathematics
of Banking
When a major U.K. investment bank handling billions of
pounds called in Richard Noss and Celia Hoyles, two
mathematics education researchers, to remedy what its
management saw as a widespread reluctance on the part
of its employees "to think mathematically about
transactions," they began by trying to understand
the essence of the problem. What did employees do
that was mathematical? What would be a reasonable
way to simplify and mathematize the banking situation?
Prior to designing a specialized course, Time is Money,
which included a small number of modifiable programs
modeling future-value and present-value, Noss and Hoyles
interviewed bank employees. These were not clerical
personnel or janitors, but rather ranged from administrators
to one fellow in charge of computer equipment support,
whose budget ran to some million or two pounds a year.
They used spreadsheets or the bank's theoretical models,
often involving functions from Rn
to R, designed by the
bank's "rocket scientists," the term used for the
mathematics Ph.D.s responsible for them.
Mathematical Models as Seen by
Biologists
How do biologists use mathematical models?
Are there implications for how we might teach
modeling? To find out, a Cornell University
advanced modeling class consisting of biology,
ecology, agronomy, applied math, and statistics
graduate students was studied. Two groups, each
containing biologists and mathematicians, worked
separately to formulate specific aphid-wasp-fungus
models of population dynamics. Sara, one of the two
instructors, contributed a theoretical biologist's
perspective, as well as her field data on a species
of pea aphid, its host plants (clover and alfalfa),
a predatory wasp, and a fungal pathogen found in the
fields of upstate New York.
How Do Scientists Interpret Graphs?
By analyzing the use of graphs by 45 students
in a second-year university ecology course, 10
fifth-year post-baccalaureate elementary science
education students, and 15 practicing scientists
from theoretical and field ecology, forest engineering,
and physics, Wolff-Michael Roth of University of Victoria
not only noted that graphs are often not transparent, but
also developed a semiotic model for activities involved
in learning to interpret graphs. Roth who was trained
as a physicist now investigates various aspects of
mathematics and science learning.
To Sum Up
What the above studies have in common is a
willingness on the part of the researchers
to examine how non-mathematicians use or view
mathematics in their jobs/disciplines, together
with an openness to possible implications for teaching.
The workers, whether nurses or scientists, were
seen as having an embodied and situated knowledge of
mathematics, but not one that is incapable of generalization
and abstraction. This is reminiscent of the Freudenthal
Institute's Realistic Mathematics Education (RME) perspective
in which students are encouraged to investigate situations
which are 'real' for them and to use what they know about
these situations to help them mathematize the situations
and gradually generalize and abstract from them.
[For a description of RME, see Martin van Reeuwijk,
"Students' Knowledge of Algebra," Proceedings of PME-19,
1995 or Hans Freudenthal, Revisiting Mathematics Education,
Kluwer, 1991.]
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